Regulatory information
监管信息
CIMA public-register information for JUNDAO Securities Company Limited.
JUNDAO Securities Company Limited 在 CIMA 公开名录中的登记信息。
Public register details
公开登记信息
| Legal name法定名称 | JUNDAO Securities Company Limited |
|---|---|
| Reference number参考编号 | 2165122 |
| Type登记类型 | Securities - Registered Person |
| Status effective date状态生效日期 | 26 February 2025 |
| Status状态 | ACT |
About the registration
关于该登记
The CIMA Public Register identifies JUNDAO Securities Company Limited as a Securities - Registered Person under reference number 2165122, with the status shown as ACT.
CIMA 公开名录显示，JUNDAO Securities Company Limited 以 Securities - Registered Person 类型登记，参考编号为 2165122，状态显示为 ACT。
Under CIMA's published guidance, Registered Persons are registered under the Securities Investment Business Act and are exempt from the licensing requirement because they conduct securities investment business exclusively with persons or institutions within the applicable Schedule 4 categories.
根据 CIMA 公布的说明，Registered Person 依据《证券投资业务法》登记；由于其证券投资业务仅面向适用 Schedule 4 类别中的人士或机构，因此免于取得证券投资业务牌照。
The public-register entry does not identify the specific Schedule 4 basis applicable to JUNDAO Securities or its detailed registered activities. Those details must be confirmed from the company's CIMA registration documentation.
公开名录条目未列明 JUNDAO Securities 所适用的具体 Schedule 4 依据或详细登记活动；这些内容应以公司的 CIMA 登记文件为准。
For current information, search the CIMA Public Register using the company's legal name or reference number. CIMA's licensing and registration guidance explains the two regulatory routes.